Advertising Compliance Reviewer

At Equitable, our power is in our people. Are you ready to join an organization that will help unlock your potential? We offer a flexible hybrid office/remote work environment, and this position will be based in our Charlotte, NC office. • Conducting reviews of a wide variety of traditional and digital retail field-generated and corporate-created advertisements and sales/training material to offer constructive, flexible, relevant, timely, and contextual revisions and feedback for the purpose of ensuring compliance with securities and insurance industry regulations and company policies and standards prior to providing final registered principal approval • Providing support and guidance to retail field associates, branch office personnel, and corporate personnel/departments related to regulatory, industry and company requirements and standards • Filing of material with FINRA Advertising Regulation and various state insurance departments when applicable and required • Participating as needed in product-related and general marketing campaign/material development meetings to provide proactive, constructive, and team-oriented feedback, advice, and guidance from the advertising compliance perspective • Keeping current on industry developments that affect marketing, sales material and public communications and advise internal clients of changes in applicable rules and regulations and their effect on marketing/sales materials • Creating and maintaining effective working relationships with compliance colleagues, internal legal counsel, branch and regional staff, marketing professionals, product SMEs, and other company personnel • Focus on Top Firm Producers – the primary reviewer of content generated by some of our highest producing and most consistently recognized Equitable Advisors associates • Written Supervisory Procedures – point person for the maintenance and updating of group’s set of written supervisory procedures • Compliance Manual – point person for ongoing feedback regarding the timeliness and accuracy of the Communications with the Public chapter of our firm’s Compliance Manual. Equitable