March 11, 2024

Advertising Marketing Compliance Consultant

SIH ACA Topco, L.P. BUFFALO, New York

A company is looking for an Advertising & Marketing Compliance Consultant. Key Responsibilities... Support and/or lead OMR projects with other team members Conduct reviews of clients' documents and records Train staff on regulations, policies, and procedures Required Qualifications: Bachelor's degree At least 3 years of industry experience in a regulatory compliance role General working knowledge of relevant federal securities laws Passing score on FINRA SIE Exam or equivalent Major or concentration in compliance, criminal justice, law, business, accounting, finance, and/or economics preferredEstimated Salary: $20 to $28 per hour based on qualifications

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