We're Help mitigate legal and regulatory risk exposure to the organization by enforcing company policies, procedures and regulatory requirements as part of their review of advertising pieces submitted by financial professionals and home office personnel. Assist team members with research and assigned tasks; provide training to supported teams and contribute to the development of new and/or enhanced compliance programs. Please note that the salary range is a good faith estimate for this position and actual starting pay is determined by several factors including qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs. For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees.
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