Advertising & Supervision Analyst

Position Overview An established financial services organization is seeking an experienced Advertising & Supervision Analyst to join its Compliance and Supervision team. This individual will support the review and supervision of advertising, marketing materials, correspondence, and outside business activities for financial professionals operating within a broker-dealer and RIA environment. The position reports directly to the Director of Advertising Compliance and will work closely with internal compliance teams, RIAs, financial professionals, agencies, and external partners. Assist financial professionals in aligning content with regulatory requirements and firm policies File advertising and communications materials with FINRA as required Support development and maintenance of: Bachelor’s Degree preferred Experience supporting digital marketing and social media compliance initiatives within financial services Experience training internal teams and financial professionals on advertising compliance requirements