March 17, 2024

Broker-Dealer Advertising & Marketing Compliance

ACA Group Remote, Oregon

What you’ll do: • Support and/or lead OMR projects with other supervisors, relationship managers, account owners, and project leads • Conduct reviews of clients’ books and records and other documents • Train staff on regulations, policies, and procedures in one-on-one and small-group settings • Oversee client relationships, including onboarding new clients, setting scope and workflow expectations, communicating findings, tracking budgets, reviewing invoices, answering questions, and ensuring client expectations and contractual obligations are met • Analyze potential regulatory matters and assist in interpreting complicated and nuanced compliance deficiencies • Draft and finalize reports summarizing ACA’s work and findings and review drafts prepared by analysts • Participate in training and career development via assigned courses/curriculums, supervisor instruction, and other training opportunities • Supervise, train, evaluate, oversee, and provide feedback to colleagues in a supervisory and project manager capacity. • Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to: training, public speaking engagements, attending conferences and roundtable events, and onsite client engagements We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. What we commit to:

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