["Compliance Advertising Analyst","Compliance Advertising Analyst"]

If so, Advisors Excel may have the opportunity for you. As a Compliance Advertising Analyst, you'll play a critical role in supporting financial advisors by reviewing marketing materials for regulatory compliance. You'll also have the opportunity to work with emerging technologies, including AI-powered compliance tools, while supporting a variety of compliance initiatives within a fast-paced and growing organization. Conduct comprehensive reviews of advertising communications, promotional materials, sales trainings, and seminar programs to ensure full compliance with state and federal regulations Provide clear, professional, and consultative compliance guidance to advisors and their staff through written and verbal communication Utilize AI-powered compliance and advertising review tools to improve efficiency, consistency, and accuracy while exercising independent professional judgment Support vendor review and due diligence efforts by evaluating third-party vendors identified during the advertising review process, gathering information, assessing potential risks, and determining appropriate next steps Collaborate with advisors and their staff to obtain information needed for compliance reviews and vendor evaluations while delivering a high level of client service Support outsourced compliance consulting services, including high-volume advertising review activities for advisor offices requiring elevated service and attention Maintain accurate records and track project status through internal databases, ensuring reviews and approvals are properly documented Stay current on evolving regulations, industry trends, emerging technologies, and compliance requirements Support additional compliance initiatives and projects as business needs evolve Experience You'll Bring: Who We Are: