• Performs compliance reviews in accordance with firm policy and applicable regulatory requirements. • May travel for off-site client office exams. • 2+ years of experience in the financial industry. • Ability to successfully communicate and apply regulatory requirements both internally and to clients of the Firm. Ultimus is an equal opportunity employer and does not discriminate on the basis of the applicant’s or employee’s race, color, religion, national origin, ancestry, gender, sexual orientation, age, disability, veteran or military status, genetic information, citizenship or any other status entitled to protection under federal, state or local anti-discrimination laws.
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