• Performs compliance reviews in accordance with firm policy and applicable regulatory requirements. • Establishes team and individual goals for department. • Experience working in an operations or compliance role. • Ability to successfully communicate and apply regulatory requirements both internally and to clients of the Firm. • Plans and develops systems and procedures to improve operating quality and efficiency of department in accordance with company policies and procedures.
Create an account to see the full posting, access our search engine, and more.You're just 60 seconds away from your new Creativeloft account.