The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business. What role will you play? You will collaborate with the Head of Compliance to play a key role in supporting the client-facing operations of Macquarie Asset Management's public markets division. Press space or enter keys to toggle section visibility • Minimum of 7 to 10 years relevant experience in addition to a Bachelor's degree in finance, business, or a related field • Proficient with relevant SEC and FINRA regulation in addition to the Series 7 and Series 24 licensures • Experience with electronic document management and workflow software/systems such as Admaster Redoak • Experience working in a global environment preferred with a proven track record of developing and managing a team, establishing, and maintaining relationships with key stakeholders, and collaborating with colleagues across functions and geographies • Excellent written and oral communication skills; capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms. We are committed to providing a working environment that embraces diversity, equity and inclusion.
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