Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq : FUTU). • Moomoo Financial Inc. : As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. Note that this entity is not a licensed broker-dealer. • Represent the compliance team in regulatory and internal audits. • Strong business acumen with the ability to resolve compliance issues from a business perspective.
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