Marketing and Advertising Specialist

Key Responsibilities • Review marketing communications across numerous product lines to ensure compliance with U.S. and international marketing rules and guidance; • Collaborate with business partners across all investment teams, Legal, Global Marketing, Distribution and others to advise on content standards and provide guidance on U.S. and international marketing rules; • Develop or modify policies and procedures and desktop guidance with respect to marketing and advertising, as well as updating Written Supervisory Procedures for the broker-dealer, in response to regulatory and/or business requirements. This is a hands-on position in the Compliance Department within a global asset management organization of over 600 employees.

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