Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Occasional travel may be required for participation in on-site examinations, provision of expert testimony, presentations at conferences and meetings with other regulators. FINRA complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position. Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. ©2026 FINRA.
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