OverviewOur client, a large Financial Services and Wealth Management Firm, is seeking several Sr. Advertising Supervision Principals to review and approve marketing and advertising materials created by financial advisors and internal business partners. Required Qualifications3+ years of financial services compliance experience focused on advertising, marketing, or communications review.Experience working directly with clients, advisors, or stakeholders.Strong understanding of FINRA, SEC, and state regulatory requirements.Series 7 LicenseSeries 24 LicenseAbility to explain complex compliance concepts clearly and confidently.Strong written and verbal communication skills.Excellent organizational skills and attention to detail.Ability to work effectively in a fast-paced, high-volume environment.Proficiency with Microsoft Excel, Word, and PowerPoint. This is a Contract to Hire position based out of Charlotte, NC. Workplace TypeThis is a hybrid position in Charlotte,NC. We accelerate business transformation for our customers.
Create an account to see the full posting, access our search engine, and more.You're just 60 seconds away from your new Creativeloft account.