What We're Looking For • Review any branch or department communications intended to be distributed to members of the public to ensure they are consistent with FINRA and SEC regulations, firm policies and procedures, and firm image. • Answer questions from Financial Advisors, Branch Managers, and others pertaining to the submitted materials and required changes, as needed. • Approve or deny materials for the Financial Advisor, Branch Manager, and any other designated individual in the branch or home office. • Minimum Required: 1+ years of industry or finance experience. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
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